-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RuScnS7Pc2xsrAW5WPLHWkZEIdB6iaOsPk6PufpNhxaSoelSCDDRF29LseEAOiwu EX5N8kzhZ5i/3pIJYiRR0w== 0001019687-01-000173.txt : 20010214 0001019687-01-000173.hdr.sgml : 20010214 ACCESSION NUMBER: 0001019687-01-000173 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIER TECHNOLOGIES INC CENTRAL INDEX KEY: 0001045150 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 943145844 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52757 FILM NUMBER: 1537716 BUSINESS ADDRESS: STREET 1: 1350 TREAT BLVD STREET 2: SUITE 250 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 9259373950 MAIL ADDRESS: STREET 1: 1350 TREAT BLVD STREET 2: STE 250 CITY: WALNUT CREEK STATE: CA ZIP: 94596 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TIER TECHNOLOGIES INC VOTING TRUST CENTRAL INDEX KEY: 0001055889 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1350 TREAT BOULEVARD SUITE 250 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 5109373950 MAIL ADDRESS: STREET 1: 1350 TREAT BOULEVARD SUITE 250 CITY: WALNUT CREEK STATE: CA ZIP: 94596 SC 13G/A 1 0001.txt TIER TECHNOLOGIES, INC. - AMENDMENT #2 ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response........14.90 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* Tier Technologies, Inc. ----------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 8865Q 10 0 ---------- (CUSIP Number) December 31, 2000 ----------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 4 - ----------------------- ------------------ CUSIP NO. 8865Q 10 0 13G PAGE 2 OF 4 PAGES - ----------------------- ------------------ - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Tier Technologies, Inc. Voting Trust - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Not Applicable - ---------- --------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,092,824 (1) ----------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY None ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING None ----------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: None - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,092,824 (1) - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.6% (Percentage ownership is calculated based on 11,607,077 shares of Class B Common Stock outstanding as of December 31, 2000, plus 1,082,824 shares of Class B Common Stock deemed outstanding upon conversion of the Voting Trust's Class A Common Stock to Class B Common Stock, and 10,000 shares of Class B Common Stock deemed outstanding upon the exercise and conversion into Class B Common Stock of stock options to purchase Class A Common Stock held by James Bildner, as provided by Rule 13d-3(d)(1)(i).) - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ---------- --------------------------------------------------------------------- (1) Includes 1,082,824 shares of Class A Common Stock held by the Tier Technologies, Inc. Voting Trust ("Voting Trust") that are convertible into an equal number of shares of Class B Common Stock. Also includes vested stock options that give James Bildner the right to acquire an additional 10,000 shares of Class A Common Stock, which upon issuance shall be held by the Voting Trust. Page 2 of 4 ITEM 1. (a) Name of Issuer: Tier Technologies, Inc. (b) Address of Issuer's Principal Executive Offices: 1350 Treat Boulevard, Ste. 250, Walnut Creek, CA 94596 ITEM 2. (a) Name of Person Filing: The Tier Technologies, Inc. Voting Trust (b) Address of Principal Business Office or, if none, Residence: c/o Tier Technologies, Inc., 1350 Treat Boulevard, Ste. 250, Walnut Creek, CA 94596 (c) Citizenship: Not Applicable (d) Title of Class of Securities: Class B Common Stock (e) CUSIP Number: 8865Q 10 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TOSS.SS.240.13d-1(b), OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: - NOT APPLICABLE ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 1,092,824 shares (Includes 1,082,824 shares of Class a Common Stock held by the Voting Trust that are convertible into an equal number of shares of Class B Common Stock. Also includes vested stock options that give James Bildner the right to acquire an additional 10,000 shares of Class A Common Stock, which upon issuance shall be held by the Voting Trust.) (b) Percent of Class: 8.6% (Percentage ownership is calculated based on 11,607,077 shares of Class B Common Stock outstanding as of December 31, 2000, plus 1,082,824 shares of Class B Common Stock deemed outstanding upon conversion of the Voting Trust's Class A Common Stock to Class B Common Stock, and 10,000 shares of Class B Common Stock deemed outstanding upon the exercise and conversion into Class B Common Stock of stock options to purchase Class A Common Stock held by James Bildner, as provided by Rule 13d-3(d)(1)(I). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,092,824 (ii) Shared power to vote or to direct the vote: None - (iii) Sole power to dispose or to direct the disposition of: None (iv) Shared power to dispose or to direct the disposition of: None INSTRUCTION: For computations regarding securities which represent a right to acquire an underlying security see ss.240.13d-3(d)(1). ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: - Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF A GROUP: Not Applicable ITEM 10. CERTIFICATION: Not Applicable Page 3 of 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 1, 2001 - -------------------------------------------- Date /s/ James L. Bildner - -------------------------------------------- Signature James L. Bildner, Trustee of the Tier Technologies, Inc. Voting Trust - --------------------------------------------------------------------- ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----